PDF GLWQA_2012.pdf494.57 KB
on Great Lakes Water Quality, 1978, as Amended on October 16,
1983 and on November 18, 1987
The Great Lakes Water Quality Protocol of 2012 will enter into force upon completion of all the respective domestic procedures of each Party required for entry into force.
The Government of Canada and the Government of the United States of America (the “Parties”), Recognizing that the Agreement between Canada and the United States of America on Great Lakes Water Quality,1978 ,done at Ottawa on 22 November 1978, as amended on October 16, 1983 and on November 18, 1987 (the “1978 Agreement”)and its predecessor, the Agreement between Canada and the United States of America on Great Lakes Water Quality , done at Ottawa on 15 April 1972, provide a vital framework for binational consultation and cooperative action to restore, protect and enhance the water quality of the Great Lakes to promote the ecological health of the Great Lakes basin; Reaffirming their commitment to achieve the goals and objectives of the 1978 Agreement, as amended on 16 October, 1983 and 18 November, 1987, as well as those of its 1972 predecessor agreement; Recognizing the need to update and strengthen the 1978 Agreement to address current impacts on the quality of the Waters of the Great Lakes, and anticipate and prevent emerging threats to the quality of the Waters of the Great Lakes, Have agreed as follows:
This Protocol shall be referred to as the Great Lakes Water Quality Protocol of 2012.
The title, preamble, article and annexes of the 1978 Agreement are amended to read as set forth in the Appendix to this Protocol.
This Protocol shall enter into force on the date of the last notification in an Exchange of Notes by the Parties indicating that each Party has completed its domestic processes for approval. In witness whereof , the undersigned, being duly authorized by their respective Governments, have signed this Protocol. Done at _ , this _ day of ___ 2012, in duplicate in the English and French languages, each text being equally authentic. For the Government of Canada
For the Government of the United States of America
The Government of Canada and the Government of the United States of America (the “Parties” ), Acknowledging the vital importance of the Great Lakes to the social and economic well-being of both countries, the close connection between quality of the Waters of the Great Lakes and the environment and human health, as well as the need to address the risks to human health posed by environmental degradation; Reaffirming their determination to protect, restore, and enhance water quality of the Waters of the Great Lakes and their intention to prevent further pollution and degradation of the Great Lakes Basin Ecosystem; Emphasizing the need to strengthen efforts to address new and continuing threats to the quality of the Waters of the Great Lakes, including aquatic invasive species, nutrients, chemical substances, discharge from vessels, the climate change impacts, and the loss of habitats and species; Acknowledging that pollutants may enter the Waters of the Great Lakes from air, surface water, groundwater, sediment, runoff from non-point sources, direct discharges and other sources; Recognizing that restoration and enhancement of the Waters of the Great Lakes cannot be achieved by addressing individual threats in isolation, but rather depend upon the application of an ecosystem approach to the management of water quality that addresses individually and cumulatively all sources of stress to the Great Lakes Basin Ecosystem; Recognizing that nearshore areas must be restored and protected because they are the major source of drinking water for communities within the basin, are where most human commerce and recreation occurs, and are the critical ecological link between watersheds and the open waters of the Great Lakes; Acknowledging that the quality of the Waters of the Great Lakes may affect the quality of the waters of the St. Lawrence River downstream of the international boundary; Concluding that the best means to preserve the Great Lakes Basin Ecosystem and to improve the quality of the Waters of the Great Lakes is to adopt common objectives, develop and implement cooperative programs and other compatible measures, and assign special responsibilities and functions to the International Joint Commission; Recognizing that, while the Parties are responsible for decision-making under this Agreement, the involvement and participation of State and Provincial Governments, Tribal Governments, First Nations, Métis, Municipal Governments, watershed management agencies, local public agencies, and the Public are essential to achieve the objectives of this Agreement; Determined to improve management processes for the implementation of measures necessary to achieve the objectives of this Agreement, Have agreed as follows:
In this Agreement: (a) “Boundary Waters Treaty” means the Treaty relating to the Boundary Waters and Questions arising along the Boundary between Canada and the United States , done at Washington on 11 January 1909; (b) “General Objectives” means broad descriptions of water quality conditions consistent with the protection of the level of environmental quality which the Parties desire to secure and which will provide a basis for overall water management guidance; (c) “Great Lakes Basin Ecosystem” means the interacting components of air, land, water and living organisms, including humans, and all of the streams, rivers, lakes, and other bodies of water, including groundwater, that arein the drainage basin of the Great Lakes and the St. Lawrence River at the international boundary or upstream from the point at which this river becomes the international boundary between Canada and the United States; (d) “International Joint Commission” or “Commission” means the International Joint Commission established by the Boundary Waters Treaty; (e) “Municipal Government” means a local government created by a Province or State situated within the Great Lakes basin; (f) “Public” means individuals and organizations such as public interest groups, researchers and research institutions, and businesses and other non-governmental entities; (g) “State and Provincial Governments” means the Governments of the States of Illinois, Indiana, Michigan, Minnesota, New York, Ohio, Wisconsin, the Commonwealth of Pennsylvania and the Government of the Province of Ontario; (h) “Tribal Government” means the government of a tribe recognized by either the Government of Canada or the Government of the United States situated within the Great Lakes basin; (i) “Tributary Waters” means surface waters that flow directly or indirectly into the Waters of the Great Lakes; (j) “Waters of the Great Lakes” means the waters of Lakes Superior, Huron, Michigan, Erie and Ontario and the connecting river systems of St. Marys, St. Clair including Lake St. Clair, Detroit, Niagara and St. Lawrence at the international boundary or upstream from the point at which this river becomes the international boundary between Canada and the United States, including all open and nearshore waters.
Article 2
Purpose 1. The purpose of this Agreement is to restore and maintain the chemical, physical, and biological integrity of the Waters of the Great Lakes. To achieve this purpose, the Parties agree to maximize their efforts to: (a) cooperate and collaborate; (b) develop programs, practices and technology necessary for a better understanding of the Great Lakes Basin Ecosystem; and (c) eliminate or reduce, to the maximum extent practicable, environmental threats to the Waters of the Great Lakes. 2. The Parties, recognizing the inherent natural value of the Great Lakes Basin Ecosystem, are guided by a shared vision of a healthy and prosperous Great Lakes region in which the Waters of the Great Lakes, through sound management, use and enjoyment, will benefit present and future generations of Canadians and Americans. 3. The Parties recognize that it is necessary to take action to resolve existing environmental problems, as well as to anticipate and prevent environmental problems, by implementing measures that are sufficiently protective to achieve the purpose of this Agreement. Principles and Approaches 4. The Parties shall be guided by the following principles and approaches in order to achieve the purpose of this Agreement: (a) accountability – establishing clear objectives, regular reporting made available to the Public on progress, and transparently evaluating the effectiveness of work undertaken to achieve the objectives of this Agreement;
(b) adaptive management – implementing a systematic process by which the Parties assess effectiveness of actions and adjust future actions to achieve the objectives of this Agreement, as outcomes and ecosystem processes become better understood;
(c) adequate treatment – treating wastewater without relying on flow augmentation to achieve applicable water quality standards;
(d) anti-degradation – implementing all reasonable and practicable measures to maintain or improve the existing water quality in the areas of the Waters of the Great Lakes that meet or exceed the General Objectives or Specific Objectives of this Agreement, as well as in areas that have outstanding natural resource value;
(e) coordination – developing and implementing coordinated planning processes and best management practices by the Parties, as well as among State and Provincial Governments, Tribal Governments, First Nations, Métis, Municipal Governments, watershed management agencies, and local public agencies;
(f) ecosystem approach – taking management actions that integrate the interacting components of air, land, water, and living organisms, including humans;
(g) innovation – considering and applying advanced and environmentally-friendly ideas, methods and efforts;
(h) “polluter pays” – incorporating the “polluter pays” principle, as set forth in the Rio Declaration on Environment and Development “that the polluter should, in principle, bear the cost of pollution” ;
(i) precaution – incorporating the precautionary approach, as set forth in the Rio Declaration on Environment and Development , the Parties intend that, “Where there are threats of serious or irreversible damage, lack of full scientific certainty shall not be used as a reason for postponing cost-effective measures to prevent environmental degradation” ;
(j) prevention – anticipating and preventing pollution and other threats to the quality of the Waters of the Great Lakes to reduce overall risks to the environment and human health;
(k) engagement – incorporating Public opinion and advice, as appropriate, and providing information and opportunities for the Public to participate in activities that contribute to the achievement of the objectives of this Agreement;
(l) science-based management – implementing management decisions, policies and programs that are based on best available science, research and knowledge, as well as traditional ecological knowledge, when available;
(m) sustainability – considering social, economic and environmental factors and incorporating a multi-generational standard of care to address current needs, while enhancing the ability of future generations to meet their needs;
(n) tributary management – restoring and maintaining surface waters that flow into and impact the quality of the Waters of the Great Lakes;
(o) virtual elimination – adopting the principle of virtual elimination for elimination of releases of chemicals of mutual concern, as appropriate; and
(p) zero discharge – adopting the philosophy of zero discharge for control of releases of chemicals of mutual concern, as appropriate.
Article 3
(a) General Objectives
The Parties adopt the following General Objectives. The Waters of the Great Lakes should:
(i) be a source of safe, high-quality drinking water;
(ii) allow for swimming and other recreational use, unrestricted by environmental quality concerns;
(iii) allow for human consumption of fish and wildlife unrestricted by concerns due to harmful pollutants;
(iv) be free from pollutants in quantities or concentrations that could be harmful to human health, wildlife, or aquatic organisms, through direct exposure or indirect exposure through the food chain;
(v) support healthy and productive wetlands and other habitats to sustain resilient populations of native species;
(vi) be free from nutrients that directly or indirectly enter the water as a result of human activity, in amounts that promote growth of algae and cyanobacteria that interfere with aquatic ecosystem health, or human use of the ecosystem;
(vii)be free from the introduction and spread of aquatic invasive species and free from the introduction and spread of terrestrial invasive species that adversely impact the quality of the Waters of the Great Lakes;
(viii) be free from the harmful impact of contaminated groundwater; and
(ix) be free from other substances, materials or conditions that may negatively impact the chemical, physical or biological integrity of the Waters of the Great Lakes;
(b) Specific Objectives
The Parties, to help achieve the General Objectives, shall, in cooperation and consultation with State and Provincial Governments, Tribal Governments, First Nations, Métis, Municipal Governments, watershed management agencies, other local public agencies, downstream jurisdictions, and the Public, identify and work to attain Specific Objectives for the Waters of the Great Lakes, including:
(i) Lake Ecosystem Objectives
Lake Ecosystem Objectives shall be established for each Great Lake, including its connecting river systems, that:
(A) are binational, except for Lake Michigan, where the Government of the United States shall have sole responsibility;
(B) specify interim or long term ecological conditions necessary to achieve the General Objectives of this Agreement;
(C) may be narrative or numeric in nature;
(D) will be developed in recognition of the complexities of large, dynamic ecosystems; and
(E) may be developed for temperature, pH, total dissolved solids, dissolved oxygen, settleable, and suspended solids, light transmission, and other physical parameters; and levels of plankton, benthos, microbial organisms, aquatic plants, fish or other biota; or other parameters, as appropriate;
(ii) Substance Objectives
Substance Objectives are numeric targets that may be established binationally by the Parties, except where specific to Lake Michigan, to further direct actions to manage the level of a substance or combination of substances to reduce threats to human health and the environment in the Great Lakes Basin Ecosystem. The Parties shall identify Substance Objectives, where deemed essential to achieve the General Objectives and Lake Ecosystem Objectives of this Agreement. The Parties shall develop the Substance Objectives:
(A) using approaches appropriate to the substance or combination of substances;
(B) using binational processes established by the Parties, domestic programs implemented by the Parties, or programs developed and implemented by other entities having relevant jurisdiction coordinated binationally as appropriate.
Implementation
2. The Parties shall progress toward the attainment of these General Objectives, Lake Ecosystem Objectives and Substance Objectives through their respective domestic programs. The Parties shall use best efforts to ensure that water quality standards and other regulatory requirements of the Parties, State and Provincial Governments, Tribal Governments, First Nations, Métis, Municipal Governments, watershed management agencies, and other local public agencies are consistent with all of these objectives. Objectives developed jointly by the Parties do not preclude either Party from establishing more stringent domestic requirements.
Monitoring
3. The Parties shall monitor environmental conditions so that the Parties may determine the extent to which General Objectives, Lake Ecosystem Objectives and Substance Objectives are being achieved.
Reporting
4. The Parties shall publicly report, in the Progress Report of the Parties, State of the Great Lakes Reportand Lakewide Action and Management Plans, on the progress in achieving the General Objectives, Lake Ecosystem Objectives and Substance Objectives.
Review
5. The Parties shall periodically review the Lake Ecosystem Objectives and Substance Objectives and revise them if appropriate.
Article 4
Article 5
Article 6
The Parties acknowledge the importance of anticipating, preventing and responding to threats to the Waters of the Great Lakes. The Parties commit to the following notification and response process: (a) if a Party becomes aware of a pollution incident, or the imminent threat of a pollution incident, that could be of joint concern to both of the Parties, it shall notify the other Party in accordance with the requirements set out in the Canada-United States Joint Inland Pollution Contingency Plan and the Canada-United States Joint Marine Pollution Contingency Plan. A pollution incident is a release of any pollutant of a magnitude that causes or may cause damage to the Waters of the Great Lakes or may constitute a threat to public safety, security, health, welfare, or property; (b) the Parties shall continue to implement the CANUSLAK Annex of the Canada-United States Joint Marine Pollution Contingency Plan, as amended, or any successor instrument, to provide a coordinated binational approach for planning and preparedness in response to pollution incidents; (c) the Parties shall notify each other, through the Great Lakes Executive Committee, of planned activities that could lead to a pollution incident or that could have a significant cumulative impact on the Waters of the Great Lakes, such as: (i) the storage and transfer of nuclear waste or radioactive materials; (ii) mining and mining related activities; (iii) oil and gas pipelines; (iv) oil and gas drilling; (v) refineries; power plants; (vi) nuclear facilities; (vii) hazardous waste storage; (viii) treatment or disposal facilities; and (ix) other categories of activities identified by the Parties.
Article 7
Article 8
This Agreement shall not be interpreted to diminish the Parties’ rights or obligations under the Boundary Waters Treaty.
The Annexes form an integral part of this Agreement.
Article 12
Article 13
This Agreement supersedes the Agreement between Canada and the United States of America on Great Lakes Water Quality , done at Ottawa on 15 April 1972. © 2026 International Joint Commission